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Securities Industry and Financial Markets Association
Results: 602

#	Item
521	SIFMA Policy Brief: Build America Bonds Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-06-08 11:18:27 Securities Stock market United States securities law 73rd United States Congress United States Securities and Exchange Commission Employee Retirement Income Security Act Prospectus Securities Act Securities Industry and Financial Markets Association Financial economics Finance Investment
522	July 23, 2013 U.S. Department of Labor Employee Benefits Security Administration The Office of Exemption Determinations 200 Constitution Avenue, N.W., Room N-5700 Washington, DC 20210 Add to Reading List Source URL: www.dol.gov Language: English - Date: 2013-10-22 12:44:35 Financial markets Bankruptcy Collateral Personal finance Securities Industry and Financial Markets Association Security interest Short Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Business Finance
523	October 27, 2008 Sent via Electronic Mail Mr. Robert Doyle Director, Office of Regulatory Interpretation Employee Benefits Security Administration Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 12:16:55 Bonds Securities Securities Industry and Financial Markets Association Stock market Fiduciary Financial economics Investment Financial system
524	Microsoft Word - Prohibited Transaction Exemption Procedures[removed]docx Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 11:32:59 Common law Equity Fiduciary Securities Industry and Financial Markets Association Securities Act Employee Benefits Security Administration Employee Retirement Income Security Act Law Financial economics Investment
525	October 6, 2008 The Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5655 U.S. Department of Labor, 200 Constitution Avenue, N.W. Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 12:04:14 Finance Employee Retirement Income Security Act Financial adviser Securities Industry and Financial Markets Association Fiduciary Employee Benefits Security Administration Pension Protection Act Auditor independence 401 Financial economics Investment Law
526	#73355523v12_ACTIVE_ - SIFMA letter re Rule 17g-5 _FINAL_.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-12 10:30:55 Securities Bonds Stock market United States housing bubble Structured finance Nationally recognized statistical rating organization Credit rating agency Securities Industry and Financial Markets Association Bond credit rating Financial economics Finance Investment
527	Microsoft Word - LGP2-#[removed]v1-Excerpt_of_SIFMA_Arbitration_Testimony__October_2009_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-14 17:36:03 Financial markets Arbitration United States securities law Financial Industry Regulatory Authority Financial regulation Securities Industry and Financial Markets Association Federal Arbitration Act Short Arbitration in the United States Law Business Financial economics
528	Microsoft Word - LGP2-#[removed]v1-Excerpt_of_SIFMA_Arbitration_Testimony__July_2009_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-14 17:36:03 Arbitration Trade associations Bonds Securities Securities Industry and Financial Markets Association Financial Industry Regulatory Authority Arbitration in the United States Law Financial economics Business
529	May 20, 2009 Via Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-21 14:21:07 Bonds Securities Securities Industry and Financial Markets Association Stock market Gramm–Leach–Bliley Act U.S. Securities and Exchange Commission Internet privacy Privacy Securities Exchange Act Financial economics Investment Financial system
530	[removed]Indiana Stock Market Game The Indiana Council for Economic Education is pleased to present The Stock Market Game™ program to Indiana teachers (grades[removed]in[removed]This program provides teachers an excitin Add to Reading List Source URL: www.econed-in.org Language: English - Date: 2014-07-03 10:38:00 Teaching Educators Teacher E-learning Securities Industry and Financial Markets Association Education Financial economics Investment

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